SFC Licences of YE Yingcong 叶英聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 | RO | 9 | 10 February 2021 | |
| Zhong Ou Asset Management International Limited 中歐基金國際有限公司 | RE | 4 | 10 February 2021 | |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 03 July 2018 | 18 December 2020 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 03 July 2018 | 18 December 2020 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 25 May 2016 | 25 June 2018 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 25 May 2016 | 25 June 2018 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 25 May 2016 | 25 June 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 02 March 2016 | 19 May 2016 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 02 March 2016 | 19 May 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 14 November 2008 | 22 January 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 November 2008 | 22 January 2014 |