SFC Licences of KING Hin Fai, Kevin 龔衍暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 09 January 2024 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 17 June 2013 | 17 October 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 29 April 2011 | 17 October 2015 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 29 April 2011 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 29 April 2011 | 31 August 2013 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 18 November 2008 | 31 January 2011 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 18 November 2008 | 31 January 2011 |