SFC Licences of CHOW Wai Man, Ronny 周偉民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RO	9	24 March 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RO	4	24 March 2022
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RO	1	24 March 2022
Mason Securities Limited 茂宸證券有限公司	RO	1	13 December 2021
Mason Securities Limited 茂宸證券有限公司	RE	1	04 October 2021	13 December 2021
Mason Investment Management Limited 茂宸投資管理有限公司	RO	9	04 October 2021
Mason Investment Management Limited 茂宸投資管理有限公司	RO	4	04 October 2021
Mason Investment Management Limited 茂宸投資管理有限公司	RO	1	04 October 2021
Mason Futures Limited 茂宸期貨有限公司	RO	5	04 October 2021
Mason Futures Limited 茂宸期貨有限公司	RO	2	04 October 2021
Mason Securities Limited 茂宸證券有限公司	RO	9	04 October 2021
Mason Securities Limited 茂宸證券有限公司	RO	4	04 October 2021
Citrus Securities Limited 鉅誠證券有限公司	RO	1	26 May 2021	05 August 2021
Linkways Investment Management Limited 嶺利投資管理有限公司	RE	4	18 July 2018	18 July 2018
Linkways Investment Management Limited 嶺利投資管理有限公司	RE	2	18 July 2018	18 July 2018
Linkways Investment Management Limited 嶺利投資管理有限公司	RE	1	18 July 2018	18 July 2018
Linkways Investment Management Limited 嶺利投資管理有限公司	RO	4	17 July 2018	29 April 2020
Linkways Investment Management Limited 嶺利投資管理有限公司	RO	2	17 July 2018	29 April 2020
Linkways Investment Management Limited 嶺利投資管理有限公司	RO	1	17 July 2018	29 April 2020
Linkways Asset Management Limited 嶺利資產管理有限公司	RO	9	17 July 2018	29 April 2020
Huarong International Securities Limited 華融國際證券有限公司	RO	4	28 January 2014	13 July 2018
Huarong International Securities Limited 華融國際證券有限公司	RO	1	28 January 2014	13 July 2018
Huarong International Securities Limited 華融國際證券有限公司	RO	2	08 August 2013	13 July 2018
Huarong International Securities Limited 華融國際證券有限公司	RE	2	01 February 2013	08 August 2013
Huarong International Asset Management Limited 華融國際資產管理有限公司	RO	9	28 December 2012	13 July 2018
United Simsen Forex Dealers Limited 天行聯合滙業有限公司	RO	3	28 December 2012	08 July 2015
Huarong International Securities Limited 華融國際證券有限公司	RE	1	28 December 2012	28 January 2014
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	9	06 July 2011	10 November 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	10 June 2011	10 November 2011
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	10 June 2011	10 November 2011