SFC licenceholder ARW744 YIP Chiu Yee 葉昭儀

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 (Dealing in Futures Contracts) 2010-10-18 2015-02-23
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 (Dealing in Securities) 2010-09-21 2015-02-23
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 4 (Advising on Securities) 2008-11-28 2010-09-10
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 (Dealing in Securities) 2008-11-28 2010-09-10