SFC Licences of LAU Nai Meng, David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 22 January 2010 | 01 March 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 12 January 2010 | 01 March 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 12 January 2010 | 01 March 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 19 November 2008 | 05 October 2009 |
Merrill Lynch Far East Limited | RE | 1 | 19 November 2008 | 05 October 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 November 2008 | 05 October 2009 |