SFC Licences of WOOD Paul Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 13 September 2022 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 24 June 2010 | 20 October 2023 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 24 June 2010 | 31 August 2013 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 24 November 2008 | 25 May 2010 |