SFC Licences of CHU Ian Kit, Frederick

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Magnum Research Limited 弘量研究有限公司 RE 9 11 November 2022
Magnum Research Limited 弘量研究有限公司 RE 4 11 November 2022
Magnum Research Limited 弘量研究有限公司 RE 1 11 November 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 23 April 2021 27 June 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 25 March 2021 27 June 2022
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 25 March 2021 27 June 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 25 March 2021 27 June 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 25 March 2021 27 June 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 25 March 2021 27 June 2022
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 9 18 December 2018 29 October 2020
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 4 21 June 2017 29 October 2020
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 1 21 June 2017 29 October 2020
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 20 November 2008 02 June 2012
SG Asset Finance (Hong Kong) Limited RE 2 20 November 2008 02 June 2012
SG Asset Finance (Hong Kong) Limited RE 1 20 November 2008 02 June 2012
Newedge Broker Limited 新際經紀有限公司 RE 7 20 November 2008 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 20 November 2008 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 2 20 November 2008 31 July 2009