SFC Licences of LO Man Yu 盧旻妤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 22 September 2015 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 22 September 2015 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 08 March 2010 | 06 March 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 08 March 2010 | 06 March 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 27 November 2008 | 06 March 2015 |