SFC Licences of WU Bin 吳斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLC Futures Limited 創僑期貨有限公司 | RE | 2 | 18 December 2014 | 31 July 2020 |
CLC Securities Limited 創僑證券有限公司 | RE | 1 | 03 June 2014 | 31 July 2020 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 11 March 2013 | 28 March 2014 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 11 March 2013 | 28 March 2014 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 09 July 2012 | 01 December 2012 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 09 July 2012 | 01 December 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 17 March 2011 | 01 December 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 20 January 2009 | 01 December 2012 |