SFC Licences of WU Bin 吳斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLC Futures Limited 創僑期貨有限公司 RE 2 18 December 2014 31 July 2020
CLC Securities Limited 創僑證券有限公司 RE 1 03 June 2014 31 July 2020
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 11 March 2013 28 March 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 11 March 2013 28 March 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 09 July 2012 01 December 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 09 July 2012 01 December 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 17 March 2011 01 December 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 20 January 2009 01 December 2012