SFC Licences of YAU Man Yan 丘文茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| D.J. Securities Limited 申新證券有限公司 | RO | 4 | 12 November 2018 | 31 January 2022 |
| D.J. Securities Limited 申新證券有限公司 | RO | 1 | 12 November 2018 | 31 January 2022 |
| D.J. Securities Limited 申新證券有限公司 | RE | 4 | 14 May 2018 | 12 November 2018 |
| D.J. Securities Limited 申新證券有限公司 | RE | 1 | 14 May 2018 | 12 November 2018 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 30 September 2016 | 29 December 2016 |
| Telecom King Securities Limited 電訊數碼證券有限公司 | RE | 1 | 21 July 2010 | 26 September 2016 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 19 December 2008 | 25 February 2010 |