SFC Licences of LI Yan 李岩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 6 28 December 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 28 December 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 01 June 2012 28 December 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 02 December 2008 28 December 2022