SFC Licences of LEE Franky Chi Ho 李志豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 September 2012 | 31 January 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 29 March 2011 | 01 June 2012 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 23 August 2010 | 11 March 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 03 June 2009 | 01 September 2009 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 05 December 2008 | 15 April 2009 |