SFC Licences of LAU Wai Shing 劉偉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 20 September 2010 | 11 October 2010 |
| orientiert XYZ Securities Limited | RE | 4 | 14 April 2009 | 07 November 2009 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 23 December 2008 | 06 March 2009 |