SFC Licences of MIGNOT Nicolas Jean-Marie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 26 November 2021 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 26 November 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 09 September 2015 | 11 October 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 September 2015 | 11 October 2021 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 2 | 30 August 2012 | 06 November 2014 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 29 August 2011 | 06 November 2014 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 29 August 2011 | 30 August 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 03 December 2008 | 01 March 2011 |