SFC Licences of SO Lok Tin 蘇樂天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 29 April 2013 | 14 January 2015 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 29 April 2013 | 14 January 2015 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 05 January 2009 | 19 April 2013 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 05 January 2009 | 19 April 2013 |