SFC Licences of YICK Ho Chuen 易浩泉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 1 03 July 2020
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 9 07 February 2020
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 4 07 February 2020
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 1 02 January 2020 03 July 2020
Yunfeng Securities Limited 雲鋒證券有限公司 RO 1 22 November 2016 04 November 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 1 22 November 2016 04 November 2019
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 04 May 2015 18 September 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 04 May 2015 18 September 2016
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 04 May 2015 18 September 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 23 March 2012 14 April 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 08 December 2008 14 April 2015
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 December 2008 14 April 2015