SFC Licences of TRAN QUI Ann-Sandra
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 19 January 2021 | 10 January 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 19 January 2021 | 10 January 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 19 January 2021 | 10 January 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 January 2021 | 10 January 2023 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 02 July 2015 | 22 November 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 02 July 2015 | 22 November 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 08 December 2008 | 02 July 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 08 December 2008 | 02 July 2015 |