SFC Licences of YU Cherry Pung Yet 余芃一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 21 September 2016 | 27 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 21 September 2016 | 27 September 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 21 September 2016 | 27 September 2019 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 | RO | 6 | 23 October 2015 | 31 August 2016 |
| Kiu Hung Capital Company Limited 僑雄資本有限公司 | RO | 1 | 23 October 2015 | 29 April 2016 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 04 February 2009 | 01 January 2015 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 04 February 2009 | 01 January 2015 |