SFC Licences of STREETER Charles Henry Roger
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | RO | 4 | 13 October 2015 | 31 July 2016 |
| Religare Capital Markets (Hong Kong) Limited | RO | 1 | 13 October 2015 | 31 July 2016 |
| Religare Capital Markets (Hong Kong) Limited | RE | 4 | 07 July 2015 | 13 October 2015 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 07 July 2015 | 13 October 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 21 August 2012 | 13 June 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 21 August 2012 | 13 June 2015 |
| Mirabaud (Asia) Limited | RE | 4 | 29 September 2009 | 31 July 2012 |
| Mirabaud (Asia) Limited | RE | 1 | 15 September 2009 | 31 July 2012 |
| ICAP Equities Asia Limited | RE | 1 | 12 March 2009 | 12 August 2009 |
| ICAP Securities Hong Kong Limited | RE | 2 | 12 December 2008 | 09 March 2009 |
| ICAP Securities Hong Kong Limited | RE | 1 | 12 December 2008 | 09 March 2009 |