SFC Licences of LAM Hoi Yan 林凱欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 | RE | 4 | 04 September 2013 | 03 June 2014 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 23 June 2010 | 01 June 2013 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 25 May 2009 | 01 June 2013 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 09 December 2008 | 26 March 2009 |