SFC Licences of MOK Ka Yee, Lydia 莫嘉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Vision Finance (Securities) Limited 匯金(證券)有限公司 | RE | 1 | 14 March 2016 | 11 October 2020 |
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 | RE | 1 | 12 March 2015 | 20 January 2016 |
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 | RE | 1 | 30 April 2014 | 20 June 2014 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 28 October 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 04 October 2011 | 28 October 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 04 October 2011 | 28 October 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 10 December 2008 | 28 October 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 December 2008 | 28 October 2013 |