SFC Licences of FONG Man Sum 方文森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 04 September 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 04 September 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 09 September 2016 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 September 2016 | 02 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 16 August 2012 | 01 September 2016 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 September 2011 | 01 September 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 22 October 2010 | 01 September 2011 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 12 April 2010 | 16 October 2010 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 12 April 2010 | 16 October 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 December 2008 | 01 April 2010 |