SFC Licences of LIU Leah
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 22 June 2010 | 17 March 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 22 June 2010 | 17 March 2012 |
| Pantheon Capital (Asia) Limited | RE | 4 | 22 December 2008 | 29 January 2010 |