SFC Licences of YUNG Zico Shu-gor 翁樹果
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 05 October 2018 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 05 October 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 October 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 October 2018 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 06 March 2017 | 14 September 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 06 March 2017 | 14 September 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 04 February 2013 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 26 February 2009 | 21 February 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 December 2008 | 21 February 2017 |