SFC Licences of YUNG Zico Shu-gor 翁樹果

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2, 5 05 October 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 05 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 06 March 2017 14 September 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 06 March 2017 14 September 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 3 04 February 2013 26 November 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 2 26 February 2009 21 February 2017
BOCI Securities Limited 中銀國際證券有限公司
RE 1 19 December 2008 21 February 2017