SFC Licences of TANG Congcong 唐聰聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 30 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 30 March 2021
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 20 June 2011 17 September 2012
CCB International Securities Limited 建銀國際證券有限公司 RE 1 02 November 2009 13 June 2011
CCB International Capital Limited 建銀國際金融有限公司 RE 6 17 December 2008 26 October 2009
CCB International Capital Limited 建銀國際金融有限公司 RE 1 17 December 2008 26 October 2009