SFC Licences of CHOW Tak Yen 周得賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 05 September 2011 | 02 November 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 05 September 2011 | 02 November 2011 |
Neuberger Berman Asia Limited | RE | 9 | 23 December 2008 | 12 August 2011 |
Neuberger Berman Asia Limited | RE | 4 | 23 December 2008 | 12 August 2011 |
Neuberger Berman Asia Limited | RE | 1 | 23 December 2008 | 12 August 2011 |