SFC Licences of SHIH Yuen Chi 施婉智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Initial Capital Securities Limited 鑫元證券有限公司 RO 9 15 July 2022 01 November 2022
Initial Capital Securities Limited 鑫元證券有限公司 RO 4 15 July 2022 01 November 2022
Initial Capital Securities Limited 鑫元證券有限公司 RO 1 15 July 2022 01 November 2022
Theia Securities Limited 遠源證券有限公司 RO 9 14 July 2020 31 October 2021
Theia Securities Limited 遠源證券有限公司 RO 4 14 July 2020 31 October 2021
Leeds Securities Investment Limited 競富證券金融有限公司 RO 1 17 October 2019 15 November 2019
Leeds Fund International Limited 競富基金國際有限公司 RO 9 17 October 2019 15 November 2019
Leeds Fund International Limited 競富基金國際有限公司 RO 4 17 October 2019 15 November 2019
Profit Access Investments Limited 啓利投資有限公司 RO 1 18 July 2019 11 October 2019
Profit Access Investments Limited 啓利投資有限公司 RO 9 02 January 2019 11 October 2019
Profit Access Investments Limited 啓利投資有限公司 RO 4 02 January 2019 11 October 2019
Wei Da Asset Management Limited 偉達資產管理有限公司 RO 9 29 June 2016 31 December 2018
Goldhorse Securities Limited 金馬證券有限公司 RO 4 29 June 2016 31 December 2018
Goldhorse Securities Limited 金馬證券有限公司 RO 1 29 June 2016 31 December 2018
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 9 09 October 2014 25 May 2016
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 4 09 October 2014 25 May 2016
China Sunrise Asset Management Limited 華升資產管理有限公司 RO 1 09 October 2014 25 May 2016
Frontier Capital Management Limited 方達資本管理有限公司 RO 9 15 November 2011 01 February 2014
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 15 November 2011 01 February 2014
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 15 November 2011 01 February 2014
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 9 07 April 2010 06 January 2011
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 4 07 April 2010 06 January 2011
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 1 07 April 2010 06 January 2011
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 13 May 2009 27 February 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 22 December 2008 27 February 2010