SFC Licences of FLEETHAM Ian David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 20 March 2018 | 04 June 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 20 March 2018 | 04 June 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 03 February 2016 | 20 March 2018 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 03 February 2016 | 20 March 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 02 January 2009 | 12 June 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 02 January 2009 | 12 June 2010 |