SFC Licences of YU Chiu Yan 余釗仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 22 February 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 January 2015 | 03 June 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 January 2015 | 02 October 2017 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 17 June 2010 | 29 May 2014 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 17 June 2010 | 29 May 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 17 June 2010 | 29 May 2014 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 30 November 2009 | 24 May 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 December 2008 | 24 May 2010 |