SFC Licences of XU Zuoli 徐祚立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RO | 4 | 04 January 2011 | 10 February 2011 |
| Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 | RE | 4 | 22 October 2010 | 04 January 2011 |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RO | 4 | 18 June 2009 | 02 August 2010 |