SFC Licences of SAREEN Gautam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 11 July 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 11 July 2022 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 11 July 2022 | |
| Nan Fung Trinity (HK) Limited | RE | 9 | 08 December 2021 | 31 May 2022 |
| Nan Fung Trinity (HK) Limited | RE | 4 | 08 December 2021 | 31 May 2022 |
| Nan Fung Trinity (HK) Limited | RE | 1 | 08 December 2021 | 31 May 2022 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 02 January 2009 | 17 April 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 02 January 2009 | 17 April 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 02 January 2009 | 17 April 2015 |