SFC Licences of CHONG Lok Man 莊樂文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Grand View Securities Limited 宏滙證券有限公司 | RO | 1 | 22 June 2021 | |
| Grand View Securities Limited 宏滙證券有限公司 | RE | 1 | 07 September 2020 | 22 June 2021 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 08 April 2014 | 15 July 2020 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 30 December 2008 | 15 July 2020 |