SFC Licences of KU Sau Shan Lawrence James 顧受山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 17 January 2013 | 29 May 2015 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 17 January 2013 | 29 May 2015 |