SFC Licences of SIT David Zhe Ming

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Markets Trading Limited RO 1 12 April 2021
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 07 October 2014 06 May 2021
Macquarie Markets Trading Limited RE 1 22 February 2021 12 April 2021
Macquarie Asia Securities Limited RE 2 08 September 2014 30 December 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 06 July 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 10 January 2011 06 July 2012
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 07 January 2009 30 December 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 07 January 2009 30 December 2011