SFC Licences of SIT David Zhe Ming
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Markets Trading Limited | RO | 1 | 12 April 2021 | |
| Macquarie Markets Trading Limited | RE | 1 | 22 February 2021 | 12 April 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 07 October 2014 | 06 May 2021 |
| Macquarie Asia Securities Limited | RE | 2 | 08 September 2014 | 30 December 2016 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 September 2011 | 06 July 2012 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 January 2011 | 06 July 2012 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 07 January 2009 | 30 December 2011 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 07 January 2009 | 30 December 2011 |