SFC Licences of LIN Ning 林宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 1 14 October 2022
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 9 19 July 2017
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 4 19 July 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 19 July 2017
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 05 April 2017 19 July 2017
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 4 05 April 2017 19 July 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 05 April 2017 19 July 2017
RO 9 05 September 2016 22 March 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 13 January 2009 30 July 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 13 January 2009 30 July 2010