SFC Licences of HART Paul Howard Farmer
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 28 November 2018 | 10 March 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 December 2017 | 10 March 2021 |
| Parry International Trading Limited | RE | 1 | 14 December 2015 | 24 November 2017 |
| Parry International Trading Limited | RO | 1 | 24 April 2015 | 14 December 2015 |
| Parry International Trading Limited | RE | 1 | 14 November 2012 | 24 April 2015 |
| T.F.S. Derivatives HK Limited | RE | 1 | 16 September 2010 | 29 February 2012 |
| ICAP Securities Hong Kong Limited | RE | 1 | 03 May 2010 | 31 August 2010 |
| ICAP Securities Hong Kong Limited | RE | 1 | 24 August 2009 | 12 January 2010 |
| ICAP Equities Asia Limited | RE | 1 | 12 March 2009 | 03 August 2009 |
| ICAP Securities Hong Kong Limited | RE | 2 | 09 January 2009 | 09 March 2009 |
| ICAP Securities Hong Kong Limited | RE | 1 | 09 January 2009 | 09 March 2009 |