SFC Licences of HUANG Chao 黃超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司	RO	9	10 January 2023	15 August 2023
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司	RO	4	10 January 2023	15 August 2023
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司	RE	9	11 November 2022	10 January 2023
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司	RE	4	11 November 2022	10 January 2023
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RE	1	11 March 2022	23 September 2022
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RE	9	16 December 2021	23 September 2022
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RE	4	16 December 2021	23 September 2022
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RO	9	18 September 2020	16 December 2021
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RO	4	18 September 2020	16 December 2021
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RE	9	12 August 2020	18 September 2020
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RE	4	12 August 2020	18 September 2020
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司	RO	9	08 July 2019	17 July 2020
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司	RO	4	08 July 2019	17 July 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	31 May 2019	17 July 2020
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司	RE	9	31 May 2019	08 July 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司	RE	4	31 May 2019	08 July 2019
King Wai Asset Management Company Limited 經緯資產管理有限公司	RO	1	15 April 2019	30 April 2019
King Wai Asset Management Company Limited 經緯資產管理有限公司	RO	9	19 April 2018	30 April 2019
King Wai Asset Management Company Limited 經緯資產管理有限公司	RO	4	19 April 2018	30 April 2019
King Wai Asset Management Company Limited 經緯資產管理有限公司	RE	9	19 March 2018	19 April 2018
King Wai Asset Management Company Limited 經緯資產管理有限公司	RE	4	19 March 2018	19 April 2018
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司	RO	9	24 October 2017	22 November 2017
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司	RE	1	24 July 2017	22 November 2017
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司	RE	4	18 April 2017	22 November 2017
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司	RE	9	27 August 2012	24 October 2017
Yue Xiu Asset Management Limited 越秀資產管理有限公司	RE	9	06 January 2012	17 August 2012
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	4	11 August 2011	17 August 2012
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	11 August 2011	17 August 2012
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	08 January 2009	18 July 2011