SFC Licences of HUANG Chao 黃超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司
RE 1 11 March 2022
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司
RE 4, 9 16 December 2021
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司
RO 4, 9 18 September 2020 16 December 2021
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司
RE 4, 9 12 August 2020 18 September 2020
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RO 4, 9 08 July 2019 17 July 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 31 May 2019 17 July 2020
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 4, 9 31 May 2019 08 July 2019
King Wai Asset Management Company Limited 經緯資產管理有限公司
RO 1 15 April 2019 30 April 2019
King Wai Asset Management Company Limited 經緯資產管理有限公司
RO 4, 9 19 April 2018 30 April 2019
King Wai Asset Management Company Limited 經緯資產管理有限公司
RE 4, 9 19 March 2018 19 April 2018
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司
RO 9 24 October 2017 22 November 2017
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司
RE 1 24 July 2017 22 November 2017
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司
RE 4 18 April 2017 22 November 2017
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司
RE 9 27 August 2012 24 October 2017
Yue Xiu Asset Management Limited 越秀資產管理有限公司
RE 9 06 January 2012 17 August 2012
Yue Xiu Securities Company Limited 越秀証券有限公司
RE 1, 4 11 August 2011 17 August 2012
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司
RE 1 08 January 2009 18 July 2011