SFC licenceholder ASF493 HUANG Chao 黃超

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RO 4 (Advising on Securities), 9 (Asset Management) 2020-09-18
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 RE 9 (Asset Management), 4 (Advising on Securities) 2020-08-12 2020-09-18
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 9 (Asset Management), 4 (Advising on Securities) 2019-07-08 2020-07-17
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 (Dealing in Securities) 2019-05-31 2020-07-17
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RE 4 (Advising on Securities), 9 (Asset Management) 2019-05-31 2019-07-08
King Wai Asset Management Company Limited 經緯資產管理有限公司 RO 1 (Dealing in Securities) 2019-04-15 2019-04-30
King Wai Asset Management Company Limited 經緯資產管理有限公司 RO 9 (Asset Management), 4 (Advising on Securities) 2018-04-19 2019-04-30
King Wai Asset Management Company Limited 經緯資產管理有限公司 RE 4 (Advising on Securities), 9 (Asset Management) 2018-03-19 2018-04-19
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 RO 9 (Asset Management) 2017-10-24 2017-11-22
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 RE 1 (Dealing in Securities) 2017-07-24 2017-11-22
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 RE 4 (Advising on Securities) 2017-04-18 2017-11-22
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 RE 9 (Asset Management) 2012-08-27 2017-10-24
Yue Xiu Asset Management Limited 越秀資產管理有限公司 RE 9 (Asset Management) 2012-01-06 2012-08-17
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2011-08-11 2012-08-17
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 (Dealing in Securities) 2009-01-08 2011-07-18