SFC Licences of LI Haoyi 李豪翼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	15 December 2023
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	21 July 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	21 July 2023
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	11 June 2018	09 April 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	11 June 2018	09 April 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	4	07 December 2017	11 June 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	1	07 December 2017	11 June 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	12 June 2017	07 December 2017
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	12 June 2017	07 December 2017
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司	RE	1	05 May 2016	30 March 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	4	18 March 2016	30 March 2017
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司	RE	2	25 November 2014	30 March 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	25 November 2014	30 March 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	30 May 2014	23 October 2014
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	30 May 2014	23 October 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	30 May 2014	23 October 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	30 May 2014	23 October 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	23 December 2013	07 May 2014
Nomura Securities (Hong Kong) Limited	RE	2	26 July 2010	01 March 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	26 July 2010	01 March 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	26 July 2010	01 March 2013
UBS Securities Asia Limited	RE	1	09 January 2009	24 November 2009
UBS Securities Hong Kong Limited	RE	1	09 January 2009	24 November 2009