SFC Licences of TSE Chi Ling, Agnes 謝芷玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 26 October 2018 20 October 2023
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 26 October 2018 20 October 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 12 January 2009 05 December 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 12 January 2009 05 December 2014