SFC Licences of TSE Chi Ling, Agnes 謝芷玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 26 October 2018 | 20 October 2023 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 26 October 2018 | 20 October 2023 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 12 January 2009 | 05 December 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 January 2009 | 05 December 2014 |