SFC Licences of WONG Yan Suet 王恩雪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Up Way Securities Limited 金榮証券有限公司 | RE | 1 | 22 April 2021 | 31 May 2021 |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 20 August 2015 | 27 November 2020 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 20 August 2015 | 27 November 2020 |
Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 22 July 2013 | 08 August 2015 |
Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 22 July 2013 | 08 August 2015 |
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 19 January 2011 | 20 April 2013 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 19 January 2011 | 20 April 2013 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 09 July 2010 | 16 January 2011 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 09 July 2010 | 16 January 2011 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 14 January 2009 | 16 August 2009 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 14 January 2009 | 16 August 2009 |