SFC Licences of TSAI Ti-yun 蔡笛韻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morningstar Investment Management Asia Limited RE 4 18 November 2019 18 March 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 31 May 2017 30 August 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 24 August 2011 27 May 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 13 January 2009 26 April 2011