SFC Licences of TSAI Ti-yun 蔡笛韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morningstar Investment Management Asia Limited | RE | 4 | 18 November 2019 | 18 March 2022 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 31 May 2017 | 30 August 2019 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 24 August 2011 | 27 May 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 January 2009 | 26 April 2011 |