SFC Licences of NG Yuen Leong 吳遠亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 May 2022 | |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 16 April 2019 | 23 May 2022 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 08 January 2018 | 10 April 2019 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 15 January 2009 | 30 December 2017 |