SFC Licences of LAW Kit Ching 羅潔貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 | RE | 1 | 01 July 2022 | |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 16 November 2020 | 30 June 2022 |
| Franklin Templeton Investments (Asia) Limited | RE | 1 | 25 November 2019 | 30 June 2022 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 26 July 2018 | 14 November 2019 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 26 July 2018 | 14 November 2019 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 4 | 06 December 2017 | 12 July 2018 |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 1 | 06 December 2017 | 12 July 2018 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 23 March 2011 | 10 November 2017 |
| Franklin Templeton Investments (Asia) Limited | RE | 1 | 12 February 2009 | 02 March 2011 |