SFC Licences of HO Kwan Kit, Chris 何君傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Peakhouse Asset Management Limited 睿峰資產管理有限公司 | RE | 9 | 07 July 2023 | |
Peakhouse Asset Management Limited 睿峰資產管理有限公司 | RE | 4 | 07 July 2023 | |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 30 March 2012 | 02 August 2012 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 1 | 30 March 2012 | 02 August 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 January 2009 | 14 July 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 January 2009 | 14 July 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 21 January 2009 | 14 July 2009 |