SFC Licences of LI Suet Man, Nora 李雪文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 30 March 2021 | 16 July 2021 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 30 March 2021 | 16 July 2021 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 05 September 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 March 2009 | 05 September 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 March 2009 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 March 2009 | 31 August 2013 |