SFC Licences of YU Hon Man, Herman 余漢文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 17 October 2012 | 13 January 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 March 2009 | 30 September 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 March 2009 | 30 September 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 March 2009 | 30 September 2009 |