Licences of SFC licenceholder ASH712 YU Hon Man, Herman 余漢文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司
RE 1 17 October 2012 13 January 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
Citigroup Global Markets Hong Kong Futures and Securities Limited
RE 1 09 March 2009 30 September 2009