SFC Licences of WERNER Conrad Jacob
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Asia Securities Limited | RE | 1 | 14 December 2020 | 28 February 2021 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 February 2020 | 04 January 2021 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 06 February 2020 | 10 November 2020 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 15 June 2011 | 06 February 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 January 2009 | 28 February 2011 |