SFC Licences of CHAN Pui Ching 陳珮晶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 10 April 2012 | 11 May 2012 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 10 April 2012 | 11 May 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 28 June 2010 | 16 February 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 28 June 2010 | 16 February 2012 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 19 January 2009 | 12 June 2010 |