SFC Licences of SZE Ka Kwan 施嘉坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yue Xiu Securities Company Limited 越秀証券有限公司 | RO | 4 | 22 May 2020 | |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 25 August 2017 | 22 May 2020 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 25 August 2017 | |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 12 October 2015 | 14 August 2017 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 19 February 2009 | 25 February 2009 |