SFC Licences of YUAN Sheng 袁胜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 20 June 2011 | 12 January 2012 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 20 June 2011 | 12 January 2012 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 17 May 2010 | 29 March 2011 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 15 January 2010 | 29 March 2011 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 03 February 2009 | 16 December 2009 |